JOURNAL TRANSCRIPT
J Perinat Neonat Nurs
CONTINUING EDUCATION Vol. 21, No. 4, pp. 349–358
c 2007 Wolters Kluwer Health | Lippincott Williams & Wilkins Copyright
Noninvasive Ventilation in the Neonate Debbie Fraser Askin, MN, RNC One of the most common and concerning complications seen in low-birth-weight infants is chronic lung disease. A variety of factors have been implicated in the etiology of chronic lung disease including lung inflammation and injury. Noninvasive ventilation (NIV), a term applied to a variety of devices capable of supporting neonatal ventilation without the use of an endotracheal tube, is receiving increasing attention as means to reduce damage often incurred with mechanical ventilation. This article will review the history of continuous positive pressure ventilation and will provide an overview of some of the other types of NIV being used in neonates. The literature supporting the use of NIV is reviewed, and nursing care of the infant receiving NIV is examined. Key words: bronchopulmonary dysplasia, CPAP, neonate, ventilation
D
espite advances in technology, chronic lung disease (CLD) or bronchopulmonary dysplasia (BPD), a condition seen primarily in neonates who are born at 24 to 26 weeks of gestation, remains a significant cause of morbidity and in some cases, mortality. According to a review done by Bhandari and Panitch, the incidence of BPD, defined as oxygen need at 36 weeks of postmenstrual age, is about 30% for infants with birth weights less than 1000 g.1 The etiology of CLD is known to be multifactorial; however, positive pressure ventilation with its resultant barotrauma and volutrauma appears to be an important contributing factor. Focus on reducing the use of mechanical ventilation in neonates has led to a renewed interest in continuous positive pressure ventilation (CPAP) and the introduction of other types of noninvasive ventilation (NIV) to support neonates with respiratory diseases. The use of NIV is contingent upon a thorough understanding of the equipment being used and on astute assessment of the neonate to determine the appropriate
Author Affiliation: The St Boniface General Hospital and Faculty of Nursing University of Manitoba, Winnipeg, Manitoba, Canada. The author has no conflict of interest. Corresponding Author: Debbie Fraser Askin, MN, RNC, Faculty of Nursing University of Manitoba, Winnipeg, Manitoba, Canada R3T 2N2 (Debbie
[email protected]). Submitted for publication: August 5, 2007 Accepted for publication: September 25, 2007
ventilation strategy. This article reviews the history of neonatal CPAP and provides an overview of some of the other types of NIV. Indications and benefits of NIV are reviewed and nursing care of the infant receiving NIV is presented.
HISTORY OF CPAP Use of CPAP was first described in adults in the 1930s.2 In 1971, the first article was published on the use of bubble CPAP to treat respiratory distress syndrome (RDS) in neonates.3 CPAP did not gain widespread acceptance until the early 1980s and, with improvements in technology later in that decade, CPAP was largely replaced by mechanical ventilators as the primary mode of respiratory support for premature infants with lung disease.4 Despite the use of sophisticated ventilators and the development of exogenous surfactant, CLD continued to complicate the course of low-birth-weight newborns with RDS. In a sentinel article published in 1987, Avery and colleagues compared survival rates and rates of CLD in 8 American NICUs and found that, while survival rates were similar across centers, the incidence of CLD was significantly lower at Columbia Presbyterian Medical Center in New York. The primary difference between Columbia and the other centers was an approach to ventilating small babies that included early use of nasal prong CPAP and less dependence on intubation and mechanical ventilation.5 The release of 349
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Table 1. Types of phasic ventilation Ventilation Strategy Nasal ventilation Synchronized nasal intermittent positive pressure ventilation Synchronized nasal intermittent mandatory ventilation Nasal intermittent mandatory ventilation Nasopharyngeal synchronized intermittent mandatory ventilation Non invasive positive pressure ventilation
Acronym NV SNIPPV SNIMV NIMV NPSIMV NIPPV
this article combined with ongoing research into CLD resulted in renewed interest in the use of nasal CPAP to avoid the potential hazards of mechanical ventilation. Ongoing interest in the use of NCPAP to avoid or shorten the duration of mechanical ventilation has spawned a number of studies that are reviewed later in this article.
TYPES OF NONINVASIVE VENTILATION In addition to nasal CPAP, improvements in sensors and flow delivery systems have resulted in the introduction of a variety of other NIV strategies. Confusion has resulted from both the definitions and acronyms used to describe these systems. CPAP is sometimes included in the category of NIV6 while other definitions describe NIV as a separate category of devices capable of delivering positive pressure throughout the respiratory cycle (CPAP) with the addition of phasic increases in airway pressure.4 Acronyms representing some of the phasic ventilation strategies are listed in Table 1. CPAP CPAP, the application of continuous pressure throughout the respiratory cycle, can be provided by a variety of devices ranging from simple bubble CPAP to sophisticated dedicated mechanical ventilators. CPAP pressure is generated by 1 of 2 mechanisms: varying the flow rate (variable flow devices) or providing a constant flow of gases and varying the pressure by another mechanism (continuous flow devices). Continuous flow devices include the following: neonatal ventilators that provide a continuous flow of fresh gas and vary the level of positive pressure by controlling gas outflow; and bubble CPAP that generates pressure by submerging the expiratory tubing in a water chamber with the level of water determining the level of CPAP. Bubble CPAP creates chest wall vibration
similar to that of high-frequency ventilation that may increase gas exchange7 although this is disputed.8 Variable flow devices are less common in North America and rely on flow generators or drivers with specialized prongs to maintain the appropriate level of airway pressure. Of the variable flow devices available, the Infant Flow System (VIASYS, Conshohocken, Pennsylvania) has been most extensively evaluated.9 Limited comparisons of types of CPAP delivery systems have been published. In one study of variable flow nasal CPAP in comparison with bubble CPAP in 18 infants weighing less than 1500 g, variable flow NCPAP was found to result in less work of breathing and breathing asynchrony than bubble CPAP.10 One study of twenty-four 800- to 1200-g preterm infants randomized to constant flow or variable flow CPAP found that work of breathing decreased between 13% and 29% with variable flow CPAP in comparison with constant flow. However, the authors cautioned that overdistension of the lung may result with variable flow CPAP when pressures of greater than 6 cm H2 O were used.11 Another study found that variable flow CPAP was also superior to continuous flow CPAP in lung recruitment perhaps because the mean airway pressure (MAP) was more constant with the variable flow device.12 High-flow nasal cannula Positive pressure is also generated with the use of nasal cannula. The level of pressure generated by nasal prongs varies according to the flow rate, the type of cannula used, and infant size.4 Using nasal cannula with an external diameter of 0.3 cm in a group of 1400-g neonates, researchers estimated that flows of 2 L/min generated positive pressures with a mean of 9 cm H2 O. A few studies have compared high flow nasal cannula to NCPAP and to NIPPV.13 A study of 40 infants less than 29 weeks with apnea who received either NCPAP of 6-cm pressure or nasal cannula with flows of up to 2.5 L/min (adjusted to generate an esophageal pressure of +6 cm) found no difference between the groups in frequency or duration of apnea.14 In a study of 18 infants weighing less than 2 kg, researchers compared a humidified high-flow nasal cannula (HHFNC) system at flows of 3, 4, and 5 L/min to NCPAP at 6-cm pressure and found no difference in infant work of breathing between the groups. They concluded that HHFNC was comparable in support to NCPAP.15 In a similar study comparing high-flow cannulas to the Infant Flo CPAP device, the authors noted that infants receiving NCPAP by cannula at a calculated pressure of 4.5 cm had a significantly higher rate of reintubation compared to
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those on the infant flow.16 Another study also reported a higher incidence of gram-negative sepsis in infants on positive pressure by nasal cannula, speculating that nasal mucosal damage may be responsible.17 Concerns remain regarding the use of high-flow nasal cannula, including leaking around the cannula that may affect flow delivery, inability to adequately monitor the pressure level delivered by a given flow and achieving adequate humidity.18 Others have expressed concern about the generation of unknown levels of positive pressure without the benefit of a safety pressure relief valve.4 To prevent potential damage from unregulated pressure with nasal cannula, the American Association of Respiratory Care recommends limiting the flow to less than 2 L/min.19 Phasic positive pressure devices As described previously, phasic NIV consists of positive pressure applied across the respiratory cycle combined with periods of increased airway pressure (Fig 1). Intermittent increases in airway pressure (breaths) may be delivered at regular intervals (nonsynchronized) or synchronized with infant inspiratory efforts. The majority of systems currently in use in North America feature some type of synchronization; synchronized NIPPV has also received the most attention in clinical trials. Physiologic benefits have been described in NIPPV. An evaluation of synchronized nasal intermittent positive pressure ventilation (SNIPPV) in 15 premature infants (27–32 weeks) found that compared to NCPAP, SNIPPV resulted in a decrease in work of breathing.20 It has also been shown to stabilize the chest wall and reduce asynchronous motion between the chest and the abdomen21 and to improve tidal volumes and minute ventilation.22 SNIPPV may create additional end expira-
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tory airway pressure that recruits collapsed alveoli and increases FRC.23 There have been a limited number of studies comparing NIPPV to CPAP in treating infants with apnea of prematurity. A randomized trial of 34 infants between 25 and 32 weeks’ gestation to either nonsynchronized NIPPV or NCPAP demonstrated a greater reduction in apnea frequency (events per hour) with NIPPV compared to NCPAP.24 A Cochrane review of studies in which NIPPV was used for treating apnea of prematurity concluded that NIPPV appears to reduce the frequency of apnea more effectively than NCPAP but that more safety and efficacy data are required before recommending NIPPV as standard therapy for apnea.25 SNIPPV has been found to be more effective than NCPAP in weaning infants with RDS from the ventilator.23,26 A Cochrane review comparing NIPPV to NCPAP after extubation reviewed 3 studies27–29 and concluded that in each trial there was a significant benefit of synchronized NIPPV compared to NCPAP for preventing reintubation.30 The authors of the review note that the MAP generated during NIPPV may be higher than that in nasal CPAP and therefore the differences in outcomes may be due simply to a higher MAP in the NIPPV group.30 NIPPV has also been shown to lower the rates of BPD in low-birth-weight infants. In 2 studies,27,29 a trend to lower rates of BPD was noted in infants treated with NIPPV, although the numbers did not reach statistical significance. A recent study found that in 84 infants aged 28 to 33 weeks, those randomized to NIPPV for the initial treatment of RDS were significantly less likely to require ventilation than those in the CPAP group (25% vs 49%) and had significantly lower rates of BPD (5% vs 33%, P < .05, for infants 60 Congenital malformations of the upper airway (T-E fistula, choanal atresia, cleft palate) Congenital diaphragmatic hernia, bowel obstruction, oomphalocele, or gastroschisis Severe cardiovascular instability Poor respiratory drive
veloped including short nasal prongs, longer nasopharyngeal prongs, a single nasopharyngeal prong (usually a shortened endotracheal tube), and face masks. Limited data are available comparing one type of prong to another.9 De Paoli and associates found that short binasal prongs are more effective than nasopharyngeal tubes in preventing reintubation.18 Few studies have compared different types of binasal prongs. One study comparing the Argyle prongs (Sherwood Medical, St Louis, Missouri) with the Hudson prongs (Hudson RCI, Temecula, California) across 3 weight classifications of low-birth-weight infants concluded that both types of prongs were equally effective in delivering CPAP; however, the researchers did note an early onset of nasal irritation in the infants of 1000 g or less weight class wearing the Argyle prongs. The neonates weighing between 1000 and 1500 g had a higher number of episodes of prong displacement with the Argyle prongs than those with the Hudson prongs.69 Anecdotal discussions among clinicians suggest that the ease with which the prongs can be stabilized plays a significant role in the success of the therapy. Optimal characteristics for nasal prongs are outlined in Table 4. Face mask CPAP has been used extensively in adults; however, early mask CPAP devices for neonates were not popular because of the difficulty in obtaining an adequate seal and an association with cerebellar hemorrhage.71 Soft silicone masks are now available and in use in some settings; however, there have been no published reports regarding their efficacy.72 In this author’s experience, face mask devices can be Table 4. Desirable characteristics of nasal prongs70 Soft, short, wide and thin walled Available in a variety of sizes to ensure a good fit Easy to secure and adjust Do not put excessive pressure on the face or septum Flexible light weight tubing
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successfully alternated with nasal prongs in some infants to reduce irritation of the nares sometimes seen with nasal prongs. Recommended pressure levels To date no research has been done which defines the optimal level of pressure to use in NIV. It has been shown that bubble CPAP generates chest wall vibrations that may contribute to its ventilatory effect7 and that pressures generated during variable flow CPAP may be higher than that of conventional CPAP.30 Most of the literature suggests beginning with 5 to 7 cm of water pressure and titrating up to 10 cm according to the infant’s disease process and degree of respiratory distress.72 Clearly, an infant with decreased compliance resulting from RDS may require more pressure than an infant being treated for apnea of prematurity. One study of infants of 27 to 32 weeks’ gestation with mild RDS comparing CPAP of 2, 4, 6, and 8 cm H2 O demonstrated the highest end-expiratory lung volumes, lowest respiratory rate, and the least thoracoabdominal asynchrony at a pressure of 8 cm H2 O.73 Weaning from NIV The optimal approach to weaning an infant from NIV has not been defined. General criteria for weaning include the absence of significant episodes of apnea, minimal work of breathing, and low-level supplemental oxygen requirement. For NIPPV, the rate is usually weaned and the infant switched to CPAP alone before support is discontinued. CPAP pressures are usually weaned to 5 cm H2 O before discontinuing support. In many institutions, infants are weaned from positive airway pressure to nasal cannula before being tried without any airway support. In the case of infants requiring short-term NCPAP for problems such as transient tachypnea of the newborn, a move from CPAP to room air may be feasible. Readiness to wean from NIV may be noted by the infant’s tolerance to short periods without support such as during bathing or weighing. For infants on NIV support for extended periods of time, some clinicians prefer to trial progressively longer periods of time without NIV before completely discontinuing support. There have been no published studies addressing these approaches.72 Failure criteria for NIV Determining when an infant has “failed” NIV and requires intubation and mechanical ventilation is individual and dependent on gestational age and birth weight as well as the underlying disease condition and overall clinical status. No clearly defined criteria have been identified. De Paoli and Morley suggest the fol-
Table 5. Complications of NIV Nasal septal irritation and necrosis Gastric distension Pneumothorax Increased intracranial pressure Difficulty keeping prongs in place Overdistension of the lungs (inadvertent PEEP) Mucous obstruction of the airway
lowing intubation criteria for infants with RDS: persistent and significant apneic episodes, Paco2 of >60 mm Hg, and Fio2 of >0.6 to maintain acceptable oxygen saturation.74
NURSING CARE Nasal CPAP is labor intensive for nursing staff. To be most effective, the prongs need to be in the nose and the infant’s mouth closed. With variable flow systems, properly securing the prongs is even more critical than with continuous flow systems.9 Nursing care is directed toward assessing the effectiveness of CPAP, managing the airway, and assessing for, preventing, and managing the complications of CPAP (Table 5). Assessing CPAP effectiveness Neonates receiving NIV require frequent and careful assessment to determine therapy effectiveness and readiness for weaning and monitoring for complications. They should be placed on cardiorespiratory and oxygen saturation monitors. Blood gases should be obtained according to infant clinical condition. Signs that NIV therapy is effective include a decreased work of breathing and improvements in oxygen saturation and blood gas values. Tachypnea may be decreased with NIV although some neonates will continue to demonstrate rapid shallow breathing despite a decrease in work of breathing. Signs of worsening distress signal the need to reevaluate the infant’s clinical condition and level of support provided. Positioning the infant Excessive movement increases the risk of nasal septum irritation. Swaddling is helpful in minimizing movement and drag on the CPAP tubing. The infant should be positioned prone where possible, with the neck slightly extended.72 A pacifier may reduce pressure loss by encouraging the infant to suck; some units use a chin strap to keep the mouth closed.70 More research is needed to study nasal prong devices and methods of securing the prongs and tubing.
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Protecting the airway Nasal septum irritation or injury has been noted as a side effect of CPAP,75 but with good nursing care and appropriate equipment, these problems should be avoidable. One report found an incidence of nasal injuries of up to 20% in a 6-month review of CPAP given by flow driver. Injuries included necrosis of the columella nasi, flaring of nostrils, and snubbing of the nose.76 Septum injury is usually the result of a combination of friction, pressure, and excessive moisture. Selection of appropriate prongs and hat is the first step in avoiding nasal injury. Table 4 outlines some factors to consider when selecting NCPAP equipment. Other considerations include the fit of the hat used to anchor the prongs, proper positioning of the neonate and the prongs to avoid excessive movement or pressure, use of a Velcro “mustache” to keep pressure off the face, and avoiding the use of hydrocolloid products on the upper lip. Another aspect of care is maintaining patency of the nares and airway. Even with adequate humidification of the inspired gases, an infant on nasal prong CPAP is likely to have increased secretions and a decreased ability to clear those secretions. Airway patency should be assessed at least every 2 to 3 hours and nares suctioning done as needed. Normal saline drops may help lubricate the nasal passages and liquefy secretions. In the presence of thick secretions, the temperature and humidity level on the CPAP device should be reevaluated. Gastric distension Some infants receiving NIV develop gastric distension and feeding intolerance. An early study of infants receiving CPAP suggested that this distension is benign and resolves once CPAP is discontinued.77 A 1985 study reported an increased risk of gastrointestinal perforation in infants receiving NIPPV.78 The 2001
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Cochrane review of NIPPV found that in the 3 studies reviewed27–29 no infants developed gastrointestinal perforation and the rates of feeding cessation because of intolerance were no different between infants receiving NIPPV and CPAP.30 It remains important to distinguish distension caused by swallowed air from that caused by more serious problems such as necrotizing enterocolitis. Skin discoloration, absent bowel sounds, abdominal rigidity, and systemic signs of illness are more likely to be seen in cases of NEC than in CPAP distension. Continuous or transpyloric feedings may be an option for infants with feeding intolerance secondary to gastric distension.4
SUMMARY Noninvasive ventilation is not a new therapy but has received new attention in the interest of preventing lung injury. Numerous research studies and meta-analyses have demonstrated the benefits of NIV for the treatment of RDS and the reduction in the need for intubation and mechanical ventilation. Multiple devices and components for providing NIV are available, some more thoroughly studied than others. Optimal implementation of NIV requires basic understanding of the mechanics, capabilities, and limitations of these various devices. Care of the infant receiving NIV is based on an ongoing assessment of the infant’s clinical condition and response to therapy. The literature has clearly demonstrated that the success of NIV therapy increases with increasing experience of the clinicians administering the therapy. A significant number of studies have been published in the past 10 years but a number of unanswered questions remain. Further research is required to enhance our understanding of the optimal application of NIV therapies. disease in low birthweight infants preventable? A survey of eight centers. Pediatr. 1987;79(1):26–30. 6. Soll RF. A review on noninvasive ventilation: The Cochrane Systematic Reviews 2006. J Perinatol. 2007;27:S21–S25. 7. Lee KS, Dunn MS, Fenwick M, Shennan AT. A comparison of underwater bubble continuous positive airway pressure with ventilator-derived continuous positive airway pressure in premature neonates ready for extubation. Biol Neonate. 1998;73(2):69– 75. 8. Morley CJ, Lau R, De Paoli A, Davis PG. Nasal continuous positive airway pressure: does bubbling improve gas exchange? Arch Dis Child Fetal Neonatal Ed. 2005;90(4):F343–F344.
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